After 30 years in investment banking, Roy transitioned to semi-retirement
and enjoys focusing on a limited number of selective engagements. Previously he
managed the firm's Austin/San Antonio office for 27 years and served on the
firm's Board of Directors and Executive Committee. He was also a shareholder
and member of the Board of Directors of Corporate Finance Securities, Inc., an
affiliated FINRA registered broker-dealer.
Prior to investment banking he launched several startup companies and
served in leadership capacities in each including one that reached Inc 500
ranking before it was sold to a large national acquirer. Roy combined his experience
in investment banking with his understanding of business from an owner's
perspective to produce solutions to challenging needs and to help clients
accomplish their goals.
He has managed engagements in many industries on both domestic and
cross-border transactions and worked with many family-owned businesses as well
as more broadly owned private and public corporations guiding them through
business sales, acquisitions and recapitalization driven by various objectives.
He has been privileged to be involved in industry leadership for many
years, having served as past president of the Austin/San Antonio chapter of the
Association for Corporate Growth "ACG", a global organization of
15,000 members from private equity, investment banking, corporate development
and other professions focused on M&A issues. He served on the ACG chapter
board of directors for 16 years and the ACG global board of directors for 3
years.
Roy is a graduate of Southern Methodist University with a BBA in finance from the Cox School of Business. He holds FINRA Series 7, 63, 79 and 99 securities licenses.
Professional Activities
- Association for Corporate Growth Member Global Board of Directors: 2012 - 2015 Association for Corporate Growth, Austin/San Antonio Chapter President: 2006 & 2007 Director: 2006 - 2019
Publications
Publication date Jan 1, 2016 - Texas CEO Magazine
Taking a Second Bite of the Apple: Recapitalizing in Today's Economy
Publication date Mar 1, 2015 - Texas CEO Magazine
Securities offered through Corporate Finance Securities, Inc. Member FINRA/SIPC
